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Journal of Forest and Livelihood Vol. 3 (1)
July 2003
This issue of the journal was the joint product of ForestAction Nepal and the Overseas Development Institute (ODI) of the UK. There are seven research-based articles providing critical insights into the processes, impacts and challenges of community forestry in Nepal. The papers in this issue are expected to stimulate reflection amongst the readers about the lessons to be learned from the community forestry programme of Nepal for their global application. Of particular interest, it has been concluded that community forestry can no longer be seen as simply meeting the dual objectives of conservation and poverty alleviation, but that it may also have a much more important role in empowering local people to take action on issues beyond forest management.
Contents and Abstracts
Community Forest Management in the Middle Hills of Nepal: The Changing Context
-Oliver Springate-Baginski, Om Prakash Dev, Nagendra Prasad Yadav and John Soussan
 
Abstract: This paper outlines the policy context and resource base for community forestry in Nepal. Drawing on a study of 11 Forest User Groups (FUGs) in the Middle hills region, the paper examines the process of FUG formation and post-formation support. The implementation process of community forestry demands rapid institutional change at Department of Forests (DoF) and village level, and changes in working relationships between these levels. The DoF’s main responsibilities in the Middle hills are changing from the traditional role of forest policing and protection, and moving towards FUG facilitation. However, the limited capacity of the DoF has become the key constraint to implementation of community forestry, and finding a solution may involve re-organizing the DoF support role. As new priorities emerge in FUGs (relating to community development for instance) involving multiple support agencies is becoming increasingly necessary.
Institutional Development of Forest User Groups in Nepal: Processes and indicators
-Oliver Springate-Baginski, Nagendra Yadav, Om Prakash Dev and John Soussan

 
Abstract:This paper describes an approach to developing and using process indicators of the institutional development of Forest User Groups (FUGs) in Nepal. Assessments of FUGs were carried out with forest users, on the basis of indicators identified by the users themselves. The approach is helpful in distinguishing patterns of development in the institutional diversity of FUGs, and highlighting support they require. Post-formation support to FUGs is perhaps the most pressing issue of community forestry. So far, it has tended to be oriented to technical forestry and yield-regulation. If community forestry is to genuinely reflect local people’s priorities then there is a need to move towards a more holistic and dynamic approach: including supporting regular self-assessment of FUGs’ changing needs, specific support in conflict management, easier amendment of forest management plans, and ‘entrepreneurial’ support.
Forest Management and Utilisation Under Community Forestry
-Nagendra Prasad Yadav, Om Prakash Dev, Oliver Springate-Baginski and John Soussan
 
Abstract: This paper examines the impact of community forestry on forest resources, based on a study of 11 Forest User Groups (FUGs) in Nepal over three years. The findings confirm that the impact on forest resources has been very positive. Prior to the formation of FUGs, forest resources at almost 75% of study sites were deteriorating, and now all are improving to a greater or lesser extent. However, there is a great complexity of situations on the ground and various weaknesses in the process which need to be addressed, especially forest boundary conflicts, inequity within FUGs due to low participation of poorer households in decision-making, and the prevalence of ‘passive’ forest management.
Hamlet-Based Micro-Level Action Planning: A Tool for Improving FUGs' Planning, Decision-Making and Implementation
-Om Prakash Dev, Oliver Springate-Baginski, Nagendra Prasad Yadav and John Soussan
 
Abstract: Forest User Groups (FUGs) in Nepal have become established as permanent grassroots local institutions. The most dynamic FUGs illustrate the remarkable achievements that are possible: beyond successfully protecting and managing their forest resources they are also assuming a co-ordinating role for wider community development. However many are constrained by inadequate institutional processes, compounded by weak and poorly coordinated support from external agencies. One way to address these constraints has been developed: a micro-level action planning process, which has been piloted across 11 FUGs. This involves self-assessment by FUGs on the basis of process indicators, decision-making through hamlet-level discussion, and improved participation of marginalized groups in decision-making, and has proved to be an effective basis for targeted demand-led support.
Impacts of Community Forestry on Livelihoods in the Middle Hills of Nepal
Om Prakash Dev, Nagendra Prasad Yadav, Oliver Springate-Baginski and John Soussan
 
Abstract: This paper attempts to assess the livelihood impacts of community forestry based on Forest User Groups (FUGs) in the Middle hills of Nepal, using data from the Koshi hills region in the East. The general finding is that impacts are diverse both within and between FUGs, but have been generally positive, in terms of improved levels and security of forest product and benefit flows, various household income-generating opportunities, support for community infrastructure and development activities, and improved ‘social capital’ for collective planning and action. Nevertheless, impacts to date are below their potential, and the needs of rural households require more investigation to determine what further opportunities exist and how policy and extension agencies may offer specific needs-oriented support.
Why aren’t Poor People Benefiting More from Community Forestry?
-Yam B. Malla, Hari R. Neupane and Peter J. Branney
 
Abstract: This paper summarizes the findings of a socio-economic baseline study undertaken amongst four Forest User Groups (FUGs) in Nepal focusing on levels of participation, understanding of, and benefit from, community forestry activities. Poorer households were found to benefit significantly less than wealthier households, and in some cases may even be directly disadvantaged by the advent of community forestry in their villages. A major cause of this inequity is that FUG committees are dominated by wealthier households. In addition, awareness levels of a range of community forestry and FUG institutional issues is low, particularly amongst the poorest groups. Forests are being managed below their productive potential and only a limited proportion of members’ forest product needs come from community forests.
Economics, Poverty and Transparency: Measuring Equity in Forest User Groups
-Michael Richards, Maksha Maharjan and Keshav Kanel
 
Abstract: This study aimed to develop an economic methodology, usable by Forest User Groups (FUGs), for increasing equity transparency in community forestry in Nepal. Difficulties in developing a truly participatory approach led to a switch from the use of small key informant groups to the use of a household survey. Although more replicable, cost-effective and reliable for economic data, this reduced FUG ownership and empowerment. A main indicator for inequity was labor collection time: the return per labor day rose with the wealth group, reflecting shorter distances to collect forest products and more on-farm tree resources among the wealthier households. It is suggested that a suitable equity indicator to act as a proxy for the more complex economic indicators, and which could be more easily collected in a participatory way, is the time needed (average hours per day) to collect a bundle of subsistence forest products per unit of household demand (a composite of livestock ownership and household size). A gender-based equity indicator would be the number of female hours per day. Livestock ownership and household size should be a sufficient proxy for use levels.
 
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